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XPS Study of electrical defects in thin HfAlOx films formed on Si substrates

Research Project

Project/Area Number 15560025
Research Category

Grant-in-Aid for Scientific Research (C)

Allocation TypeSingle-year Grants
Section一般
Research Field Thin film/Surface and interfacial physical properties
Research InstitutionJapan Aerospace Exploration Agency

Principal Investigator

HIROSE Kazuyuki  Japan Aerospace Exploration Agency, associate professor, 宇宙科学研究本部・宇宙探査工学研究系, 助教授 (00280553)

Co-Investigator(Kenkyū-buntansha) HATTORI Takeo  Musashi Institute of Technology, professor, 工学部, 名誉教授 (10061516)
Project Period (FY) 2003 – 2005
Project Status Completed (Fiscal Year 2005)
Budget Amount *help
¥3,000,000 (Direct Cost: ¥3,000,000)
Fiscal Year 2005: ¥1,000,000 (Direct Cost: ¥1,000,000)
Fiscal Year 2004: ¥1,000,000 (Direct Cost: ¥1,000,000)
Fiscal Year 2003: ¥1,000,000 (Direct Cost: ¥1,000,000)
KeywordsLSI / MOSFET / gate oxide / SiO_2 / dielectric constant / HfO_2 / defects / x-ray photoelectron spectroscopy
Research Abstract

Because advances in device technology cannot be made without dramatic reducing the size of metal-oxide semiconductor field-effect transistors (MOSFETs), alternative gate insulators with high electrical permittivity (high-k insulators) are being widely investigated. Unlike conventional SiO_2 gate dielectric film, high-k films exhibit significant charge trapping that causes the threshold voltage to shift over stress time. This raises an important reliability issue for high-k films. It is highly required to reveal the relations between the charge trapping phenomena in high-k film and stress.
X-ray photoelectron spectroscopy (XPS) time-dependent measurement technique we recently developed enabled us to measure the surface potential of a Si substrate covered with thin dielectric film without making electrodes and to measure the shift of the surface potential after carrier injection by x-ray. We found that the Si 2p photoelectron binding energy of a Si substrate covered with a 3 nm thick HfAlOx film increased to a saturation value during x-ray irradiation. This shift towards a higher binding energy indicates an increase in the amount of positive charges in the film, and the density of hole traps is estimated to be significantly higher than that in a SiO_2 film. Before x-ray irradiation, the interface Fermi level coincided with the valence-band maximum of the Si substrate, which indicates that the Si surface band bends upward. This means that there were negative charges already in the film before x-ray irradiation. Investigating the effects of the interlayer beneath the HfAlOx film on these trapped charges reveals that the observed hole trapping and initial electron trapping are intrinsic to the HfAlOx film.

Report

(4 results)
  • 2005 Annual Research Report   Final Research Report Summary
  • 2004 Annual Research Report
  • 2003 Annual Research Report
  • Research Products

    (57 results)

All 2006 2005 2004 2003 Other

All Journal Article (49 results) Publications (8 results)

  • [Journal Article] Valence charges for ultrathin SiO_2 films formed on Si(100)2006

    • Author(s)
      K.Hirose
    • Journal Title

      J de Physique IV 132

      Pages: 83-86

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Valence charges for ultrathin SiO_2 films formed on Si(100).2006

    • Author(s)
      K.Hirose
    • Journal Title

      J de Physique IV 132

      Pages: 83-86

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Valence charges for ultrathin SiO_2 films formed on Si(100)2006

    • Author(s)
      K.Hirose et al.
    • Journal Title

      J de Physique IV 132

      Pages: 83-83

    • Related Report
      2005 Annual Research Report
  • [Journal Article] 硬X線電子分光による極薄SiO_2膜の誘電率の推定2006

    • Author(s)
      木原正道, 他
    • Journal Title

      ゲートスタック研究会 -材料・プロセス・評価の物理- 研究会研究報告 11

      Pages: 91-96

    • Related Report
      2005 Annual Research Report
  • [Journal Article] Study of the gate insulator/silicon interface utilizing soft and hard X-ray photoelectron spectroscopy at SPring-82006

    • Author(s)
      T.Hattori et al.
    • Journal Title

      International Journal of High Speed Electronics and Systems (to be published)

    • Related Report
      2005 Annual Research Report
  • [Journal Article] Determination of electron escape depth in ultrathin silicon oxide2005

    • Author(s)
      H.Nohira
    • Journal Title

      Applied Physics Letters 86・8

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Angle-resolved XPS study on chemical bonds in ultrathin silicon oxynitride films2005

    • Author(s)
      S.Shinagawa
    • Journal Title

      Microelectronic Engineering 80・17

      Pages: 98-101

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Angle-resolved XPS studies on transition layers at SiO_2/Si interfaces2005

    • Author(s)
      T.Hattori
    • Journal Title

      J. Electron Spectroscopy and Related Phenomena 144-147

      Pages: 457-460

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Determination of electron escape depth in ultrathin silicon oxide.2005

    • Author(s)
      H.Nohira
    • Journal Title

      Applied Physics Letters 86-8

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Angle-resolved XPS study on chemical bonds in ultrathin silicon oxynitride films.2005

    • Author(s)
      S.Shinagawa
    • Journal Title

      Microelectronic Engineering 80-17

      Pages: 98-101

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Angle-resolved XPS studies on transition layers at SiO_2/Si interfaces.2005

    • Author(s)
      T.Hattori
    • Journal Title

      J.Electron Spectroscopy and Related Phenomena 144-147

      Pages: 457-460

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Direct measurement of transient pulses induced by laser and heavy ion irradiation in deca nanometer devices2005

    • Author(s)
      V.Ferlet-Cavrois
    • Journal Title

      IEEE Transaction Nuclear Science 52・6

      Pages: 2104-2113

    • Related Report
      2005 Annual Research Report
  • [Journal Article] Neutron-induced single event upsets in advanced commercial full depleted SOI SRAMs2005

    • Author(s)
      J.Baggio
    • Journal Title

      IEEE Transaction Nuclear Science 52・6

      Pages: 2319-2325

    • Related Report
      2005 Annual Research Report
  • [Journal Article] XPS/AESによるHfSiO_x薄膜の光学的誘電率の推定2005

    • Author(s)
      鈴木伸子, 他
    • Journal Title

      応用物理学会分科会シリコンテクノロジー 70-1

      Pages: 24-28

    • Related Report
      2005 Annual Research Report
  • [Journal Article] Angle-resolved XPS study on chemical bonds in ultrathin silicon oxynitride films2005

    • Author(s)
      S.Shinagawa et al.
    • Journal Title

      Microelectronic Engineering 80・17

      Pages: 98-101

    • Related Report
      2005 Annual Research Report
  • [Journal Article] Angle-resolved XPS studies on transition layers at SiO_2/Si interfaces2005

    • Author(s)
      T.Hattori et al.
    • Journal Title

      J.Electron Spectroscopy & Related Phenomena 144-147

      Pages: 457-460

    • Related Report
      2005 Annual Research Report
  • [Journal Article] Determination of electron escape depth in ultrathin silicon oxide2005

    • Author(s)
      H.Nohira et al.
    • Journal Title

      Applied Physics Letters 86・8

    • Related Report
      2005 Annual Research Report
  • [Journal Article] Characterization of oxide films on SiC epitaxial (000-1) faces by angle-resolved photoemission spectroscopy measurements using synchrotron radiation2005

    • Author(s)
      Y.Hijikata et al.
    • Journal Title

      Materials Science Forum 483-485

      Pages: 585-588

    • Related Report
      2005 Annual Research Report
  • [Journal Article] Development of hard X-ray photoelectron spectroscopy at BL29XU in Spring-82005

    • Author(s)
      Y.Takata et al.
    • Journal Title

      Nuclear Instruments & Methods in Physics Equipment 547・1

      Pages: 50-55

    • Related Report
      2005 Annual Research Report
  • [Journal Article] Determination of electron escape depth in ultrathin silicon oxide2005

    • Author(s)
      H.Nohira et al.
    • Journal Title

      Applied Physics Letters 86(8)

    • Related Report
      2004 Annual Research Report
  • [Journal Article] XPS analysis of carrier trapping phenomena in ultrathin SiO_2 film formed on Si substrate2004

    • Author(s)
      K.Hirose
    • Journal Title

      Applied Surface Science 234・1-4

      Pages: 202-206

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Application of XPS time-dependent measurement method to analysis of charge trapping phenomena in HfAlOx film2004

    • Author(s)
      K.Hirose
    • Journal Title

      Applied Surface Science 237・1-4

      Pages: 411-415

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] X-ray photoelectron spectroscopy study on SiO_2/Si interface structures formed by three kinds of atomic oxygen at 300℃2004

    • Author(s)
      M.Shioji
    • Journal Title

      Applied Physics Letters 84・19

      Pages: 3756-3768

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Dependence of SiO_2/Si interface structure on low-temperature oxidation process2004

    • Author(s)
      T.Hattori
    • Journal Title

      Applied Surface Science 234・1-4

      Pages: 197-201

    • NAID

      10011880703

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] XPS analysis of carrier trapping phenomena in ultrathin Si0_2 film formed on Si substrate.2004

    • Author(s)
      K.Hirose
    • Journal Title

      Applied Surface Science 234-1/4

      Pages: 202-206

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Application of XPS time-dependent measurement method to analysis of charge trapping nhenomena in HfAlOx film.2004

    • Author(s)
      K.Hirose
    • Journal Title

      Applied Surface Science 237-1/4

      Pages: 411-415

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] X-ray photoelectron spectroscopy study on SiO_2/Si interfacestructures formed by three kinds of atomic oxygen at 300℃.2004

    • Author(s)
      M.Shioji
    • Journal Title

      Applied Physics 84-19

      Pages: 3756-3758

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Dependence of SiO_2/Si interface structure on low-temperature oxidation process.2004

    • Author(s)
      T.Hattori
    • Journal Title

      Applied Surface Science 234-1/4

      Pages: 197-201

    • NAID

      10011880703

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] XPS analysis of carrier trapping phenomena in ultrathin SiO_2 film formed on Si substrate2004

    • Author(s)
      K.Hirose et al.
    • Journal Title

      Applied Surface Science 234

      Pages: 202-206

    • Related Report
      2004 Annual Research Report
  • [Journal Article] Application of XPS time-dependent measurement to the analysis of charge trapping phenomena in HfAlOx films2004

    • Author(s)
      K.Hirose et al.
    • Journal Title

      Applied Surface Science 237

      Pages: 4111-415

    • Related Report
      2004 Annual Research Report
  • [Journal Article] Analysis of body-tie effects on SEU resistance of advanced FD-SOI SRAMs2004

    • Author(s)
      K.Hirose et al.
    • Journal Title

      IEEE transactions on nuclear science 51

      Pages: 3349-3353

    • Related Report
      2004 Annual Research Report
  • [Journal Article] XPS時間依存測定法によるHfAIOx薄膜中の電荷捕獲現象の評価2004

    • Author(s)
      廣瀬和之 他
    • Journal Title

      極薄シリコン酸化膜の形成・評価・信頼性 第9回

      Pages: 271-276

    • Related Report
      2004 Annual Research Report
  • [Journal Article] XPS時間依存測定法によるHfAIOx薄膜中の電荷捕獲現象の評価2004

    • Author(s)
      廣瀬和之 他
    • Journal Title

      シリコンテクノロジー 61-2

      Pages: 48-53

    • Related Report
      2004 Annual Research Report
  • [Journal Article] X-ray photoelectron spectroscopy study on SiO_2/Si interface structures formed by three kinds of atomic oxygen at 300℃2004

    • Author(s)
      M.Shioji et al.
    • Journal Title

      Applied Physics Letters 84(19)

      Pages: 3756-3758

    • Related Report
      2004 Annual Research Report
  • [Journal Article] Composition, chemical structure, and electronic band structure of rare earth oxide/Si(100) interfacial transition layer2004

    • Author(s)
      T.Hattori et al.
    • Journal Title

      Microelectronic Engineering 71(1-4)

      Pages: 283-287

    • Related Report
      2004 Annual Research Report
  • [Journal Article] Dependence of SiO_2/Si interface structure on low-temperature oxidation process2004

    • Author(s)
      T.Hattori et al.
    • Journal Title

      Applied Surface Science 234(1-4)

      Pages: 197-201

    • NAID

      10011880703

    • Related Report
      2004 Annual Research Report
  • [Journal Article] Atomic-scale depth profiling of composition, chemical structure and electronic band structure of La_2O_3/Si(100) interfacial transition layer2004

    • Author(s)
      H.Nohira et al.
    • Journal Title

      Applied Surface Science 234(1-4)

      Pages: 493-496

    • Related Report
      2004 Annual Research Report
  • [Journal Article] Strain Relaxation and Induced Defects in SiGe Thin Films Grown on Ion-Implanted Si Substrates2004

    • Author(s)
      J.Yamanaka et al.
    • Journal Title

      Materials Transactions 45(5)

      Pages: 2644-2646

    • Related Report
      2004 Annual Research Report
  • [Journal Article] Quality of SiO_2 and of SiGe formed by oxidation of Si/Si_<0.7>Ge_<0.3> heterostructure using atomic oxygen at 400℃2004

    • Author(s)
      H.Nohira et al.
    • Journal Title

      Applied Surface Science 237

      Pages: 134-138

    • Related Report
      2004 Annual Research Report
  • [Journal Article] Fabrication of high-quality strain-relaxed thin SiGe layers on ion-implanted Si substrates2004

    • Author(s)
      K.Sawano et al.
    • Journal Title

      Applied Physics Letters 85(13)

      Pages: 2514-2516

    • Related Report
      2004 Annual Research Report
  • [Journal Article] Characterization of Oxide Films on SiC Epitaxial (000-1) Faces by Angle-Resolved Photoemission Spectroscopy Measurements using Synchrotron Radiation2004

    • Author(s)
      Y.Hijikata et al.
    • Journal Title

      Materials Science Forum 483-485

      Pages: 585-588

    • Related Report
      2004 Annual Research Report
  • [Journal Article] Dielectric constant of ultrathin SiO_2 film estimated from Auger parameter2003

    • Author(s)
      K.Hirose
    • Journal Title

      Physical Review B 67・19

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Characterization of dielectric properties of ultrathin SiO_2 film formed on Si substrate2003

    • Author(s)
      K.Hirose
    • Journal Title

      Applied Surface Science 216・1-4

      Pages: 351-355

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Chemical and electronic structure of SiO_2/Si interfacial transition layer2003

    • Author(s)
      T.Hattori
    • Journal Title

      Applied Surface Science 212-213

      Pages: 547-555

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Accurate determination of SiO_2 film thickness by x-ray photoelectron spectroscopy2003

    • Author(s)
      K.Takahashi
    • Journal Title

      Applied Physics Letters 83・16

      Pages: 3422-3424

    • Description
      「研究成果報告書概要(和文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Dielectric constant of ultrathin SiO_2 film estimated from Auger parameter.2003

    • Author(s)
      K.Hirose
    • Journal Title

      Physical Review B 67-19

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Characterization of dielectric properties of ultrathin SiO_2 film formed on Si substrate.2003

    • Author(s)
      K.Hirose
    • Journal Title

      Applied Surface Science 216-1/4

      Pages: 351-355

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Chemical and electronic structure of SiO_2/Si interfacial transition layer.2003

    • Author(s)
      T.Hattori
    • Journal Title

      Applied Surface Science 212/213

      Pages: 547-555

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Journal Article] Accurate determination of Si0_2 film thickness by x-ray photoelectron spectroscopy.2003

    • Author(s)
      K.Takahashi
    • Journal Title

      Applied Physics Letters 83-16

      Pages: 3422-3424

    • Description
      「研究成果報告書概要(欧文)」より
    • Related Report
      2005 Final Research Report Summary
  • [Publications] 廣瀬和之: "Dielectric constant of ultrathin SiO_2 film estimated from Auger parameter"Physical Review B. 67. 195313-1-195313-5 (2003)

    • Related Report
      2003 Annual Research Report
  • [Publications] 廣瀬和之: "Characterization of dielectric properties of ultrathin SiO_2 film formed on Si"Applied Surface Science. 216. 351-355 (2003)

    • Related Report
      2003 Annual Research Report
  • [Publications] 廣瀬和之: "XPS Analysis of Carrier Trapping Phenomena in Ultrathin SiO_2 Film Formed on Si Substrate"Applied Surface Science. (accepted). (2004)

    • Related Report
      2003 Annual Research Report
  • [Publications] 廣瀬和之: "Application of XPS time-dependent measurement method to analysis of charge trapping phenomena in HfAlOx film"Applied Surface Science. (accepted). (2004)

    • Related Report
      2003 Annual Research Report
  • [Publications] 服部健雄: "Chemical and electronic structure of SiO_2/Si interfacial transition layer"Applied Surface Science. 212-213. 547-555 (2003)

    • Related Report
      2003 Annual Research Report
  • [Publications] 小林啓介: "High resolution-high energy x-ray photoelectron spectroscopy using third-generation synchrotron radiation source and its application to Si-high-k insulator systems"Applied Physics Letters. 83. 1005-1007 (2003)

    • Related Report
      2003 Annual Research Report
  • [Publications] 高橋健介: "Accurate determination of SiO_2 film thickness by x-ray photoelectron spectroscopy"Applied Physics Letters. 83. 3422-3424 (2003)

    • Related Report
      2003 Annual Research Report
  • [Publications] 塩路昌利: "X-ray photoelectron spectroscopy study on SiO_2/Si interface structures formed by three kinds of atomic oxygen at 300℃"Applied Physics Letters. (accepted). (2004)

    • Related Report
      2003 Annual Research Report

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Published: 2003-04-01   Modified: 2016-04-21  

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