• Search Research Projects
  • Search Researchers
  • How to Use
  1. Back to previous page

Study of governance of Financial institution groups

Research Project

Project/Area Number 15K03225
Research Category

Grant-in-Aid for Scientific Research (C)

Allocation TypeMulti-year Fund
Section一般
Research Field Civil law
Research InstitutionWaseda University

Principal Investigator

Iwahara Shinsaku  早稲田大学, 法学学術院(法務研究科・法務教育研究センター), 教授 (20107486)

Project Period (FY) 2015-04-01 – 2018-03-31
Project Status Completed (Fiscal Year 2017)
Budget Amount *help
¥2,600,000 (Direct Cost: ¥2,000,000、Indirect Cost: ¥600,000)
Fiscal Year 2017: ¥780,000 (Direct Cost: ¥600,000、Indirect Cost: ¥180,000)
Fiscal Year 2016: ¥780,000 (Direct Cost: ¥600,000、Indirect Cost: ¥180,000)
Fiscal Year 2015: ¥1,040,000 (Direct Cost: ¥800,000、Indirect Cost: ¥240,000)
Keywordsコーポレートガバナンス / 金融機関グループ / 金融機関 / 取締役会 / モニタリングモデル / モニタリング / 会社法 / 銀行法 / 保険業法 / 金融商品取引法 / 社外取締役 / 持株会社
Outline of Final Research Achievements

First, the financial holding company(FHC) scheme has been widely used in Japan, because the FHC which can only deal with management of companies included in the FHC group can be the balancer of the interest of each group company from the view point of the interest of the group itself. Second, the board of directors of the FHC shall employ the monitoring model, namely, more than half of directors shall be independent directors, and the board of directors shall concentrate on deciding the management policy and monitoring and supervising the management. Third, the board of directors of the FHC shall monitor and supervise the management of all the FHC group companies. On the other hand, the subsidiary bank or insurance company of the FHC need not employ the complex governance structure required by the Banking Act or the Insurance Business Act.

Report

(4 results)
  • 2017 Annual Research Report   Final Research Report ( PDF )
  • 2016 Research-status Report
  • 2015 Research-status Report
  • Research Products

    (4 results)

All 2017 2016 2015

All Journal Article (1 results) Book (3 results)

  • [Journal Article] コーポレートガバナンス2016

    • Author(s)
      岩原紳作
    • Journal Title

      月刊資本市場

      Volume: 375号 Pages: 46-58

    • Related Report
      2016 Research-status Report
  • [Book] 商事法論集Ⅱ 金融法論集(上) 金融・銀行2017

    • Author(s)
      岩原紳作
    • Total Pages
      515
    • Publisher
      商事法務
    • ISBN
      9784785725570
    • Related Report
      2017 Annual Research Report
  • [Book] 商事法論集Ⅰ 会社法論集2016

    • Author(s)
      岩原紳作
    • Total Pages
      505
    • Publisher
      株式会社商事法務
    • Related Report
      2016 Research-status Report
  • [Book] 企業法の現代的課題・正井章筰先生古稀祝賀(論文題名:金融持株会社におけるグループガバナンスー銀行法と会社法の交錯(3)ー2015

    • Author(s)
      岩原紳作他
    • Total Pages
      655
    • Publisher
      成文堂
    • Related Report
      2015 Research-status Report

URL: 

Published: 2015-04-16   Modified: 2019-03-29  

Information User Guide FAQ News Terms of Use Attribution of KAKENHI

Powered by NII kakenhi