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Research on organisational coordination mechanisms in vertically separated public utilities

Research Project

Project/Area Number 18K12771
Research Category

Grant-in-Aid for Early-Career Scientists

Allocation TypeMulti-year Fund
Review Section Basic Section 07040:Economic policy-related
Research InstitutionKobe University

Principal Investigator

Nakamura Eri  神戸大学, 経営学研究科, 准教授 (00611071)

Project Period (FY) 2018-04-01 – 2022-03-31
Project Status Completed (Fiscal Year 2021)
Budget Amount *help
¥2,990,000 (Direct Cost: ¥2,300,000、Indirect Cost: ¥690,000)
Fiscal Year 2020: ¥1,040,000 (Direct Cost: ¥800,000、Indirect Cost: ¥240,000)
Fiscal Year 2019: ¥1,040,000 (Direct Cost: ¥800,000、Indirect Cost: ¥240,000)
Fiscal Year 2018: ¥910,000 (Direct Cost: ¥700,000、Indirect Cost: ¥210,000)
Keywords公益事業 / 組織間調整 / 包括委託 / 下水道事業 / 鉄道事業 / 官民連携 / 外部委託 / 垂直分離 / 垂直統合 / 最適組織 / 調整メカニズム / 水道事業 / 分業 / 効率性 / 取引費用 / 組織の経済学 / 取引費用理論
Outline of Final Research Achievements

Through this research project, we found the following results. First, managerial ownership and diversification can reduce total costs, while large shareholders' ownership, holding company structure, and large staff function increase total costs.
Second, vertical integration can improve the alignment of business units. This advantage of vertical integration comes from the fact that it can provide various platforms for informal communications among employees.
Third, comprehensive outsourcing contract (COC) can generate inefficiency due to lock-in effect, and therefore COC has not only positive effects of deeper involvement by private actors but also negative effects of lock-in inefficiencies.

Academic Significance and Societal Importance of the Research Achievements

本研究により、垂直分離された公益事業の組織構造が費用効率性を改善しながらその副作用としての取引費用の増加を抑えるためにどのようなメカニズムが必要かが明らかになった。特に包括委託については契約の長さや民間関与の度合いなどが重要な要因であることがわかり、今後増加すると思われる官民連携における契約の在り方に対して重要な示唆を与えている。

Report

(5 results)
  • 2021 Annual Research Report   Final Research Report ( PDF )
  • 2020 Research-status Report
  • 2019 Research-status Report
  • 2018 Research-status Report
  • Research Products

    (13 results)

All 2022 2021 2020 2019 2018 Other

All Int'l Joint Research (2 results) Journal Article (7 results) (of which Peer Reviewed: 4 results,  Open Access: 1 results) Presentation (4 results) (of which Int'l Joint Research: 4 results)

  • [Int'l Joint Research] University of Leeds(英国)

    • Related Report
      2018 Research-status Report
  • [Int'l Joint Research] Technical University of Delft(オランダ)

    • Related Report
      2018 Research-status Report
  • [Journal Article] 部分調整モデルによる包括委託におけるロックイン効果の推定: 日本の下水道事業のデータを用いた実証分析2022

    • Author(s)
      中村絵理 、中岡孝剛 、浦上拓也
    • Journal Title

      国民経済雑誌

      Volume: 226(3)

    • Related Report
      2021 Annual Research Report
  • [Journal Article] The Lock-in Effect on Outsourcing Contract Costs: Empirical Analysis of Management Contract in Japan’s Sanitation Businesses2021

    • Author(s)
      Nakamura, E., T. Nakaoka, and T. Urakami
    • Journal Title

      Kobe University Discussion Paper Series 2021.26.

      Volume: 26

    • Related Report
      2021 Annual Research Report
  • [Journal Article] Organisational Governance Reducing Total Costs in Railway Business: Implications from Japanese Vertically Integrated Private Companies2021

    • Author(s)
      Nakamura Eri、Mizutani Fumitoshi
    • Journal Title

      Kobe University Discussion Paper Series 2021.12.

      Volume: -

    • Related Report
      2020 Research-status Report
  • [Journal Article] Does vertical integration facilitate coordination between infrastructure management and train operating units in the rail sector? Implications for Japanese railways2020

    • Author(s)
      Nakamura Eri、Sakai Hiroki
    • Journal Title

      Utilities Policy

      Volume: 66 Pages: 101099-101099

    • DOI

      10.1016/j.jup.2020.101099

    • Related Report
      2020 Research-status Report
    • Peer Reviewed
  • [Journal Article] Bayesian Stochastic Frontier Model with Endogenous Regressors: An Application to the Effect of Division of Labor in Japanese Water Supply Organizations2019

    • Author(s)
      Nakamura, E, T. Urakami, and K. Kakamu
    • Journal Title

      Advances in Econometrics

      Volume: -

    • Related Report
      2018 Research-status Report
    • Peer Reviewed
  • [Journal Article] Managerial transfers to reduce transaction costs among affiliated firms: Case study of Japanese railway holding companies2018

    • Author(s)
      Nakamura Eri、Sakai Hiroki、Shoji Kenichi
    • Journal Title

      Utilities Policy

      Volume: 53 Pages: 102-110

    • DOI

      10.1016/j.jup.2018.06.011

    • Related Report
      2018 Research-status Report
    • Peer Reviewed / Open Access
  • [Journal Article] Necessary demand and extra demand of public utility product: identification using the stochastic frontier model2018

    • Author(s)
      Nakamura Eri、Mizutani Fumitoshi
    • Journal Title

      Economia e Politica Industriale

      Volume: 46-1 Issue: 1 Pages: 45-64

    • DOI

      10.1007/s40812-018-0101-5

    • Related Report
      2018 Research-status Report
    • Peer Reviewed
  • [Presentation] The Impact of Lock-in Effect on Costs in Comprehensive Outsourcing Contract: Empirical Analysis of Japanese Sanitation Businesses2021

    • Author(s)
      Eri Nakamura
    • Organizer
      The 20th International Conference of the Japan Economic Policy Association
    • Related Report
      2021 Annual Research Report
    • Int'l Joint Research
  • [Presentation] Coordination Mechanisms to Reduce Misalignment among Unbundled Business Units: A Case Study of Vertically Integrated Japanese2019

    • Author(s)
      中村絵理
    • Organizer
      15th World Conference on Transport Research
    • Related Report
      2019 Research-status Report
    • Int'l Joint Research
  • [Presentation] Bayesian Stochastic Frontier Model with Endogenous Regressors: An Application to the Effect of Division of Labor in Japanese Water Supply Organizations2018

    • Author(s)
      中村絵理
    • Organizer
      ISBA 2018 World Meeting
    • Related Report
      2018 Research-status Report
    • Int'l Joint Research
  • [Presentation] Bayesian Stochastic Frontier Model with Endogenous Regressors: An Application to the Effect of Division of Labor in Japanese Water Supply Organizations2018

    • Author(s)
      中村絵理
    • Organizer
      Advances in Econometrics Conference
    • Related Report
      2018 Research-status Report
    • Int'l Joint Research

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Published: 2018-04-23   Modified: 2023-01-30  

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