| Project/Area Number |
19530067
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| Research Category |
Grant-in-Aid for Scientific Research (C)
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| Allocation Type | Single-year Grants |
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| Section | 一般 |
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| Research Field |
Civil law
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| Research Institution | Shizuoka University |
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Principal Investigator |
HASEGAWA Shin Shizuoka University, 法務研究科, 教授 (00277740)
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| Co-Investigator(Kenkyū-buntansha) |
WATANABE Akinari 国士舘大学, 法学部, 准教授 (90329061)
SAKAMOTO Maki 静岡大学, 人文学部, 准教授 (40467220)
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| Project Period (FY) |
2007 – 2009
|
| Project Status |
Completed (Fiscal Year 2009)
|
| Budget Amount *help |
¥2,730,000 (Direct Cost: ¥2,100,000、Indirect Cost: ¥630,000)
Fiscal Year 2009: ¥910,000 (Direct Cost: ¥700,000、Indirect Cost: ¥210,000)
Fiscal Year 2008: ¥780,000 (Direct Cost: ¥600,000、Indirect Cost: ¥180,000)
Fiscal Year 2007: ¥1,040,000 (Direct Cost: ¥800,000、Indirect Cost: ¥240,000)
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| Keywords | 商法 / 会社法 / 経済法 / 金融商品取引法 / コンプライアンス / 量刑ガイドライン / 超過価格設定 / 暫定的差止命令 / 公正開示規則 / クレイトン法 / prima facie evidence / EC条約82条 / 不当な高価格設定 / 司法取引 / シャーマン法 / 証券化 |
|---|
| Research Abstract |
Japanese companies have been forced to expand their operations abroad because of economic globalization, a serious deflation spiral or others. They must prepare compliance program, and strict enforcement of the program. In 2004, U.S. Sentencing Commission amended Federal Sentencing Guidelines for Organizations to impose stricter criteria for effective compliance programs, establishing a separate section, §8 B2.1, to more fully address the key elements that programs should incorporate. To be considered effective under the revised Guidelines, organizational compliance programs must "promote an organizational culture that encourages ethical conduct and a commitment to compliance with the law." (§8 B2.1(a)(2).) This approach might attempt to compensate internal control system with ethical program, and then to be got a strong sense of being a member of our mature civil society and responsibility as the member.
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