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Towards an Effective Combination of Monitoring and Sanctioning in the Regulation of Corporate Activities: A Comparative Study

Research Project

Project/Area Number 22530080
Research Category

Grant-in-Aid for Scientific Research (C)

Allocation TypeSingle-year Grants
Section一般
Research Field Civil law
Research InstitutionKyushu University

Principal Investigator

UEDA Junko  九州大学, 法学研究院, 教授 (40267894)

Co-Investigator(Kenkyū-buntansha) YAMAMOTO Masaaki  静岡大学, 人文社会科学部, 教授 (30380124)
Project Period (FY) 2010 – 2012
Project Status Completed (Fiscal Year 2012)
Budget Amount *help
¥4,420,000 (Direct Cost: ¥3,400,000、Indirect Cost: ¥1,020,000)
Fiscal Year 2012: ¥1,170,000 (Direct Cost: ¥900,000、Indirect Cost: ¥270,000)
Fiscal Year 2011: ¥1,430,000 (Direct Cost: ¥1,100,000、Indirect Cost: ¥330,000)
Fiscal Year 2010: ¥1,820,000 (Direct Cost: ¥1,400,000、Indirect Cost: ¥420,000)
Keywords企業統治 / 経営責任(民事・刑事) / 責任成否の限界 / 比較法(ドイツ株式法・英国会社法) / 経営責任(民事・刑事) / ドイツ株式法 / 英国会社法 / 比較法 / 株式会社の機関設計 / 経営判断の原則 / 触法行為と経営裁量 / イギリス会社法 / ノン・ペナル・サンクション
Research Abstract

The subject of the present research is management liability theories of large public companies, at the intersection of company law and criminal law. During the funding period between FY 2010 and FY 2012, the principal investigator Ueda has had several research trips to the United Kingdom and the second investigator Yamamoto to Germany for the purpose of collecting research materials as well as attending research events. They spoke at workshops and visited local research institutions to collect the necessary data, and later analyzed and evaluated them. As an interim outcome of their analysis and evaluation, they published “An Analysis of Business Judgment: The Quest for a Liability Framework from Comparative and Collateral Perspectives”, Journal of Law and Politics (Kyushu University), Vol.79, No.3, 2011, pp.365-404. They are currently going through the stage of publishing a final account of the present research.

Report

(4 results)
  • 2012 Annual Research Report   Final Research Report ( PDF )
  • 2011 Annual Research Report
  • 2010 Annual Research Report
  • Research Products

    (30 results)

All 2013 2012 2011 2010

All Journal Article (19 results) (of which Peer Reviewed: 3 results) Presentation (3 results) Book (8 results)

  • [Journal Article] 「道義的」メインバンクによる金融支援と取締役の善管注意義務2013

    • Author(s)
      上田純子
    • Journal Title

      金融商事判例(増刊号・西口元、鎌野邦樹、金丸和弘編『融資責任を巡る判例の分析と展開』

      Volume: 1411 Pages: 20-23

    • Related Report
      2012 Final Research Report
  • [Journal Article] 「道義的」メインバンクによる金融支援と取締役の善管注意義務2013

    • Author(s)
      上田 純子
    • Journal Title

      融資責任を巡る判例の分析と展開(金融商事判例増刊)

      Volume: 第1411号 Pages: 20-23

    • Related Report
      2012 Annual Research Report
  • [Journal Article] 中立的社外者による会社情報の収集と利害調整2012

    • Author(s)
      上田純子
    • Journal Title

      法政研究(九州大学)

      Volume: 79(3) Pages: 293-339

    • NAID

      120005227084

    • Related Report
      2012 Final Research Report
  • [Journal Article] 企業経営と背任罪の成否2012

    • Author(s)
      山本雅昭
    • Journal Title

      法学(東北大学)

      Volume: 75(6) Pages: 212-234

    • Related Report
      2012 Final Research Report
  • [Journal Article] 株主名簿閲覧謄写請求と正当な事由-拒絶事由の創設によってどうなったのか-2012

    • Author(s)
      上田純子
    • Journal Title

      法律時報

      Volume: 84(4) Pages: 50-56

    • Related Report
      2012 Final Research Report
  • [Journal Article] 中立的社外者による会社情報の収集と利害調整2012

    • Author(s)
      上田 純子
    • Journal Title

      法政研究(九州大学)

      Volume: 第79巻第3号 Pages: 293-339

    • NAID

      120005227084

    • Related Report
      2012 Annual Research Report
  • [Journal Article] 株主名簿閲覧謄写請求と正当な事由―拒絶事由の創設によってどうなったのか―2012

    • Author(s)
      上田 純子
    • Journal Title

      法律時報

      Volume: 第84巻第4号 Pages: 50-56

    • Related Report
      2012 Annual Research Report
  • [Journal Article] 企業経営と背任罪の成否2012

    • Author(s)
      山本雅昭
    • Journal Title

      法学

      Volume: 第75巻第6号 Pages: 212-234

    • Related Report
      2011 Annual Research Report
  • [Journal Article] CSR in Japanese Company Law2011

    • Author(s)
      Junko Ueda
    • Journal Title

      European Company Law

      Volume: 8 Pages: 113-118

    • Related Report
      2012 Final Research Report 2010 Annual Research Report
    • Peer Reviewed
  • [Journal Article] 経営判断と規範-学際的・比較法的アプローチからの責任法理構築への覚書-2011

    • Author(s)
      上田純子、山本雅昭
    • Journal Title

      法政研究(九州大学)

      Volume: 78(3) Pages: 365-404

    • Related Report
      2012 Final Research Report
  • [Journal Article] EU 黄金株事件・再考2011

    • Author(s)
      上田純子
    • Journal Title

      EUIJ-Kyushu Review

      Volume: 1(1) Pages: 1-55

    • NAID

      40019796503

    • Related Report
      2012 Final Research Report
    • Peer Reviewed
  • [Journal Article] 帳簿閲覧請求の拒絶事由2011

    • Author(s)
      上田純子
    • Journal Title

      別冊ジュリスト(会社法判例百選第2 版)

      Volume: 205 Pages: 164-165

    • Related Report
      2012 Final Research Report
  • [Journal Article] 独占禁止法違反に対する反作用について2011

    • Author(s)
      山本雅昭
    • Journal Title

      静岡法務雑

      Volume: 3 Pages: 275-290

    • NAID

      110008380224

    • Related Report
      2012 Final Research Report
  • [Journal Article] 課徴金と罰金の調整規定が適用された事例2011

    • Author(s)
      山本雅昭
    • Journal Title

      速報判例解説

      Volume: 7 Pages: 269-272

    • Related Report
      2012 Final Research Report 2010 Annual Research Report
  • [Journal Article] 経営判断と規範-学際的・比較法的アプローチからの責任法理構築への覚書-2011

    • Author(s)
      上田純子・山本雅昭
    • Journal Title

      法政研究

      Volume: 第78巻第3号 Pages: 365-404

    • Related Report
      2011 Annual Research Report
  • [Journal Article] EU黄金株事件・再考2011

    • Author(s)
      上田純子
    • Journal Title

      EUIJ-Kyushu Review

      Volume: 第1巻第1号 Pages: 1-55

    • NAID

      40019796503

    • Related Report
      2011 Annual Research Report
    • Peer Reviewed
  • [Journal Article] 帳簿閲覧請求の拒絶事由2011

    • Author(s)
      上田純子
    • Journal Title

      別冊ジュリスト(会社法判例百選第2版)

      Volume: 第205号 Pages: 164-165

    • Related Report
      2011 Annual Research Report
  • [Journal Article] 独占禁止法違反に対する反作用について2011

    • Author(s)
      山本雅昭
    • Journal Title

      静岡法務雑誌

      Volume: 3号 Pages: 275-290

    • NAID

      110008380224

    • Related Report
      2010 Annual Research Report
  • [Journal Article] 欧州国際会社法-会社従属法・実質法のありかたをめぐって-2010

    • Author(s)
      上田純子
    • Journal Title

      私法

      Volume: 72

    • NAID

      40017117814

    • Related Report
      2012 Final Research Report 2010 Annual Research Report
  • [Presentation] Sustainable Companies: Mapping for Japan2010

    • Author(s)
      Junko Ueda
    • Organizer
      Faculty of Law
    • Place of Presentation
      University of Oslo
    • Year and Date
      2010-12-02
    • Related Report
      2012 Final Research Report
  • [Presentation] Sustainable Companies : Mapping for Japan2010

    • Author(s)
      Junko Ueda
    • Organizer
      The 2nd Sustainable Companies Workshop
    • Place of Presentation
      Faculty of Law, University of Oslo
    • Year and Date
      2010-11-30
    • Related Report
      2010 Annual Research Report
  • [Presentation] 独占禁止法違反に対する反作用について2010

    • Author(s)
      山本雅昭
    • Organizer
      日本刑法学会第88回大会ワークショップ「経済犯罪に対する規制・制裁」
    • Place of Presentation
      東北大学
    • Year and Date
      2010-06-06
    • Related Report
      2012 Final Research Report 2010 Annual Research Report
  • [Book] アクチュアル企業法2012

    • Author(s)
      上田純子(西山芳喜編)
    • Total Pages
      354
    • Publisher
      法律文化社
    • Related Report
      2012 Final Research Report
  • [Book] 民事法総合学修入門2012

    • Author(s)
      上田純子(三宅弘人、大澤恒夫編)
    • Total Pages
      249
    • Publisher
      日本評論社
    • Related Report
      2012 Final Research Report
  • [Book] 刑事法理論の探求と発見(斉藤豊治先生古稀祝賀論文集)2012

    • Author(s)
      山本雅昭(浅田和茂ほか著)
    • Total Pages
      696
    • Publisher
      成文堂
    • Related Report
      2012 Final Research Report
  • [Book] アクチュアル企業法(第14章 国際取引)2012

    • Author(s)
      上田 純子(西山芳喜編)
    • Total Pages
      354
    • Publisher
      法律文化社
    • Related Report
      2012 Annual Research Report
  • [Book] 民事法総合学修入門(事例2「無効」の趣旨に立ち返る)2012

    • Author(s)
      上田 純子(三宅弘人・大澤恒夫編)
    • Total Pages
      249
    • Publisher
      日本評論社
    • Related Report
      2012 Annual Research Report
  • [Book] 刑事法理論の探求と発見(斉藤豊治先生古稀祝賀論文集)(官製談合の刑事規制)2012

    • Author(s)
      山本 雅昭(浅田和茂ほか著)
    • Total Pages
      696
    • Publisher
      成文堂
    • Related Report
      2012 Annual Research Report
  • [Book] 現代企業法学の理論と動態(奥島孝康先生古稀記念論文集第1 巻上篇)2011

    • Author(s)
      上田純子(奥島孝康先生古稀記念論文集編集委員会編)
    • Total Pages
      659
    • Publisher
      成文堂
    • Related Report
      2012 Final Research Report
  • [Book] 現代企業法学の理論と動態(奥島孝康先生古稀記念論文集第1巻上篇)2011

    • Author(s)
      上田純子(共著)、奥島孝康先生古稀記念論文集編集委員会編
    • Total Pages
      659
    • Publisher
      成文堂
    • Related Report
      2011 Annual Research Report

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Published: 2010-08-23   Modified: 2019-07-29  

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