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Empirical Studies of the Third Party Observation System in Japan: Impacts on Patent Examination Quality

Research Project

Project/Area Number 23730278
Research Category

Grant-in-Aid for Young Scientists (B)

Allocation TypeMulti-year Fund
Research Field Economic policy
Research InstitutionKobe University

Principal Investigator

NAKAMURA Kenta  神戸大学, 経済学研究科(研究院), 准教授 (70507201)

Project Period (FY) 2011-04-28 – 2015-03-31
Project Status Completed (Fiscal Year 2014)
Budget Amount *help
¥3,380,000 (Direct Cost: ¥2,600,000、Indirect Cost: ¥780,000)
Fiscal Year 2013: ¥1,040,000 (Direct Cost: ¥800,000、Indirect Cost: ¥240,000)
Fiscal Year 2012: ¥1,040,000 (Direct Cost: ¥800,000、Indirect Cost: ¥240,000)
Fiscal Year 2011: ¥1,300,000 (Direct Cost: ¥1,000,000、Indirect Cost: ¥300,000)
Keywords特許制度 / 情報提供 / 実証研究 / 情報提供制度 / 実証分析 / 特許付与前情報提供制度 / 審判制度 / 特許経済分析
Outline of Final Research Achievements

Based on the data of third party observations in Japan, this study empirically examines what significant contributions the third party observation system may make to the patent examinations. We observed that although third party observations cover only a small share of the patents examined, they typically target high-quality patent applications, which can have significant economic impacts if the patents turn out to be valid. On controlling for such invention characteristics, the patent applications that received third party observations have significantly low grant rates (around -15%). We also found that the patent applications that were subject to third party observations are less likely to be granted if the applicant files a request for a trial against the examiner’s decision of refusal. Thus, third party contributions at an early stage help in granting stable patent rights.

Report

(5 results)
  • 2014 Annual Research Report   Final Research Report ( PDF )
  • 2013 Research-status Report
  • 2012 Research-status Report
  • 2011 Research-status Report
  • Research Products

    (2 results)

All 2013 2012

All Journal Article (2 results)

  • [Journal Article] 無効審判における権利の安定性に関する分析2013

    • Author(s)
      中村健太
    • Journal Title

      平成24年度我が国における産業財産権の出願行動等に起因する経済成長に関する分析調査報告書

      Volume: - Pages: 121-149

    • Related Report
      2013 Research-status Report
  • [Journal Article] 特許付与前情報提供制度の実証分析: 特許審査の質に対する効果2012

    • Author(s)
      中村健太
    • Journal Title

      国民経済雑誌

      Volume: 206 Pages: 75-96

    • NAID

      110009460259

    • Related Report
      2012 Research-status Report

URL: 

Published: 2011-08-05   Modified: 2019-07-29  

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