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Empirical analysis of past experience and personnel behavior in corporate management

Research Project

Project/Area Number 23K20158
Project/Area Number (Other) 20H01539 (2020-2023)
Research Category

Grant-in-Aid for Scientific Research (B)

Allocation TypeMulti-year Fund (2024)
Single-year Grants (2020-2023)
Section一般
Review Section Basic Section 07080:Business administration-related
Research InstitutionChuo University

Principal Investigator

Nishimura Yoichiro  中央大学, 商学部, 准教授 (10409914)

Co-Investigator(Kenkyū-buntansha) 鈴木 健嗣  一橋大学, 大学院経営管理研究科, 教授 (00408692)
蟹 雅代  名城大学, 経済学部, 教授 (20509187)
山内 勇  明治大学, 情報コミュニケーション学部, 専任准教授 (40548286)
大西 宏一郎  早稲田大学, 教育・総合科学学術院, 教授 (60446581)
Project Period (FY) 2020-04-01 – 2025-03-31
Project Status Completed (Fiscal Year 2024)
Budget Amount *help
¥17,550,000 (Direct Cost: ¥13,500,000、Indirect Cost: ¥4,050,000)
Fiscal Year 2024: ¥2,730,000 (Direct Cost: ¥2,100,000、Indirect Cost: ¥630,000)
Fiscal Year 2023: ¥2,340,000 (Direct Cost: ¥1,800,000、Indirect Cost: ¥540,000)
Fiscal Year 2022: ¥2,860,000 (Direct Cost: ¥2,200,000、Indirect Cost: ¥660,000)
Fiscal Year 2021: ¥4,550,000 (Direct Cost: ¥3,500,000、Indirect Cost: ¥1,050,000)
Fiscal Year 2020: ¥5,070,000 (Direct Cost: ¥3,900,000、Indirect Cost: ¥1,170,000)
KeywordsCIPO / the former CEO advisor / 職務経験 / 企業人
Outline of Research at the Start

本研究は、①CEOの知財活動に関する職務経験がCEOの特許戦略行動にどのような影響を及ぼすのか、②発明(イノベーション)に関する成功体験が、企業内研究者の研究開発行動にどのような影響を及ぼすのかを実証的に検証することを目的とする。
この研究の成果は、多種多様な経験を積ませることを目的としているジョブローテーションという日本的経営の合理性に対して企業経営上の重要な示唆を与えるものである。
研究計画としては、1~2年目では、データの整備・仮説構築・海外研究者からの助言、3~4年目では、分析・国内外の学会発表、5年目では、論文に纏め、学術雑誌に投稿する予定である。

Outline of Final Research Achievements

This study empirically examines how the career backgrounds of executives and the post-retirement roles of former CEOs within a company affect corporate strategic decision-making. Our analysis shows that when former CEOs remain as advisors, they tend to suppress strategic changes by newly appointed CEOs, with this effect being more pronounced when the new CEO is an outsider. Additionally, the appointment of a Chief Intellectual Property Officer (CIPO) enhances the distinctiveness of a firm’s intellectual property strategy, and this relationship is pronounced by the IP or R&D background of the CIPO and strengthens the strategic role of the IP department. Furthermore, the 2011 reduction in Japan’s patent examination fees negatively affected patent quality, particularly among lower-quality patents.

Academic Significance and Societal Importance of the Research Achievements

本研究は、経営者を含む役員のキャリアや元CEOの社内残留といった個人レベルの要因が企業戦略に与える影響を実証的に明らかにし、これまで十分に分析されてこなかった「権力」や「認知的バイアス」に着目した点で、認知理論に基づく経営戦略研究の発展に貢献している。また、知財分野を専門とする担当役員であるCIPOという新たな役職の戦略的意義を理論的に位置づけた点も、CxO研究や知財経営研究に新たな視座を提供している。

Report

(5 results)
  • 2024 Final Research Report ( PDF )
  • 2023 Annual Research Report
  • 2022 Annual Research Report
  • 2021 Annual Research Report
  • 2020 Annual Research Report
  • Research Products

    (63 results)

All 2024 2023 2022 2021 2020 Other

All Int'l Joint Research (7 results) Journal Article (43 results) (of which Int'l Joint Research: 3 results,  Peer Reviewed: 18 results,  Open Access: 22 results) Presentation (11 results) (of which Int'l Joint Research: 7 results) Book (2 results)

  • [Int'l Joint Research] Lancaster University(英国)

    • Related Report
      2023 Annual Research Report
  • [Int'l Joint Research] Lancaster University(英国)

    • Related Report
      2022 Annual Research Report
  • [Int'l Joint Research] University of California, Irvine(米国)

    • Related Report
      2021 Annual Research Report
  • [Int'l Joint Research] Lancaster University(英国)

    • Related Report
      2021 Annual Research Report
  • [Int'l Joint Research] University of Washington(米国)

    • Related Report
      2021 Annual Research Report
  • [Int'l Joint Research] Lancaster University(英国)

    • Related Report
      2020 Annual Research Report
  • [Int'l Joint Research] University of California, Irvine/University of Washington(米国)

    • Related Report
      2020 Annual Research Report
  • [Journal Article] Impact of financial support expansion on restaurant entries and exits during the COVID-19 pandemic2024

    • Author(s)
      Oikawa Masato、Onishi Koichiro
    • Journal Title

      Small Business Economics

      Volume: Forthcoming Issue: 2 Pages: 1-45

    • DOI

      10.1007/s11187-024-00912-4

    • Related Report
      2023 Annual Research Report
    • Peer Reviewed / Open Access
  • [Journal Article] 特許活動に関する情報開示の状況と株式市場の評価2024

    • Author(s)
      山内勇・鈴木貴晶
    • Journal Title

      特許研究

      Volume: 76 Pages: 49-63

    • Related Report
      2023 Annual Research Report
    • Open Access
  • [Journal Article] 日本型イノベーション・システムのアップデートと知財の役割2024

    • Author(s)
      山内勇・鈴木貴晶
    • Journal Title

      知財管理

      Volume: 73 Pages: 1214-1226

    • Related Report
      2023 Annual Research Report
  • [Journal Article] 発明者のチームの多様性に着目した特許の質や量に関する調査2024

    • Author(s)
      鈴木貴晶・山内勇・劉健峰・袁媛
    • Journal Title

      令和5年度特許庁委託調査事業『我が国の知的財産制度が経済に果たす役割に関する調査報告書』

      Volume: -

    • Related Report
      2023 Annual Research Report
    • Open Access
  • [Journal Article] グリーン・トランスフォーメーションに関連した特許出願状況と知識波及効果に関する分析2024

    • Author(s)
      山内勇・東田啓作・新井泰弘
    • Journal Title

      令和5年度特許庁委託調査事業『我が国の知的財産制度が経済に果たす役割に関する調査報告書』

      Volume: -

    • Related Report
      2023 Annual Research Report
    • Open Access
  • [Journal Article] Audit quality and engagement partner busyness: The role of internal resource allocation2023

    • Author(s)
      Suzuki Katsushi、Takada Tomomi
    • Journal Title

      Journal of Business Finance & Accounting

      Volume: 未定 Issue: 5-6 Pages: 1046-1083

    • DOI

      10.1111/jbfa.12739

    • Related Report
      2023 Annual Research Report
    • Peer Reviewed
  • [Journal Article] TLAC bonds and bank risk-taking2023

    • Author(s)
      Homma Yasutake、Suzuki Katsushi
    • Journal Title

      Journal of International Financial Markets, Institutions and Money

      Volume: 87 Pages: 101795-101795

    • DOI

      10.1016/j.intfin.2023.101795

    • Related Report
      2023 Annual Research Report
    • Peer Reviewed
  • [Journal Article] Former CEO advisors and firm performance2023

    • Author(s)
      Ogoe Satoshi、Suzuki Katsushi
    • Journal Title

      Pacific-Basin Finance Journal

      Volume: 79 Pages: 102034-102034

    • DOI

      10.1016/j.pacfin.2023.102034

    • Related Report
      2023 Annual Research Report 2022 Annual Research Report
    • Peer Reviewed
  • [Journal Article] Earnings management, horizon problem, and advisor posts for retiring CEOs2023

    • Author(s)
      Ishida Souhei、Ogoe Satoshi、Suzuki Katsushi
    • Journal Title

      Pacific-Basin Finance Journal

      Volume: 78 Pages: 101972-101972

    • DOI

      10.1016/j.pacfin.2023.101972

    • Related Report
      2023 Annual Research Report 2022 Annual Research Report
    • Peer Reviewed
  • [Journal Article] 特許料金および特許審査請求制度に関する研究の現状と課題2023

    • Author(s)
      西村陽一郎
    • Journal Title

      企業研究

      Volume: 42 Pages: 97-114

    • Related Report
      2022 Annual Research Report
  • [Journal Article] 特許庁の施策に資する国内外の計量経済学的研究の調査2023

    • Author(s)
      西村 陽一郎・大西宏一郎・蟹雅代・山内勇
    • Journal Title

      令和4年度特許庁委託調査事業『我が国の知的財産制度が経済に果たす役割に関する調査報告書』

      Volume: 第4章 Pages: 81-118

    • Related Report
      2022 Annual Research Report
    • Open Access
  • [Journal Article] 経営者のタームリミット制の導入と企業価値2023

    • Author(s)
      石田 惣平、鈴木健嗣、西村 陽一郎
    • Journal Title

      RIETI Discussion Paper Series

      Volume: 23-J-017 Pages: 1-37

    • Related Report
      2022 Annual Research Report
    • Open Access
  • [Journal Article] 企業の知財情報開示に関する分析2023

    • Author(s)
      山内勇
    • Journal Title

      令和4年度特許庁委託調査事業『我が国の知的財産制度が経済に果たす役割に関する調査報告書』

      Volume: 第2章 Pages: 19-50

    • Related Report
      2022 Annual Research Report
    • Open Access
  • [Journal Article] Managing Innovation in a Digital Era2022

    • Author(s)
      リウ レベッカ、西村 陽一郎
    • Journal Title

      The Journal of Science Policy and Research Management

      Volume: 37 Issue: 2 Pages: 225-233

    • DOI

      10.20801/jsrpim.37.2_225

    • ISSN
      0914-7020, 2432-7123
    • Year and Date
      2022-10-15
    • Related Report
      2022 Annual Research Report
    • Int'l Joint Research
  • [Journal Article] “The Patent Paradox Revisited” in Empirical Studies on Patenting2022

    • Author(s)
      蟹 雅代
    • Journal Title

      The Journal of Science Policy and Research Management

      Volume: 37 Issue: 1 Pages: 53-57

    • DOI

      10.20801/jsrpim.37.1_53

    • ISSN
      0914-7020, 2432-7123
    • Year and Date
      2022-03-31
    • Related Report
      2021 Annual Research Report
    • Peer Reviewed
  • [Journal Article] Do investors value shareholder perks? Evidence from Japan2022

    • Author(s)
      Wei Huang, S. Ghon Rhee, Katsushi Suzuki, Taeko Yasutake
    • Journal Title

      Journal of Banking & Finance

      Volume: 143 Pages: 106575-106575

    • DOI

      10.1016/j.jbankfin.2022.106575

    • Related Report
      2022 Annual Research Report
    • Peer Reviewed / Open Access / Int'l Joint Research
  • [Journal Article] フィンテックが企業の資金調達へ及ぼす影響2022

    • Author(s)
      鈴木健嗣
    • Journal Title

      証券経済研究

      Volume: 119(9) Pages: 25-44

    • Related Report
      2022 Annual Research Report
    • Peer Reviewed
  • [Journal Article] 銀行企業間関係と現金の価値2022

    • Author(s)
      佐々木寿記、鈴木健嗣
    • Journal Title

      第4期JASDAキャピタルマーケットフォーラム論文集

      Pages: 79-101

    • Related Report
      2022 Annual Research Report
  • [Journal Article] Impacts of COVID-19 on R&D and patenting activities in Japan: Demand shocks, application delay, and patent option value2022

    • Author(s)
      Isamu Yamauchi and Sadao Nagaoka
    • Journal Title

      Resilience and Ingenuity: Global Innovation Responses to Covid-19

      Volume: Chapter 9 Pages: 121-134

    • Related Report
      2022 Annual Research Report
    • Open Access
  • [Journal Article] Information constraints and examination quality in patent offices: The effect of initiation lags2022

    • Author(s)
      Sadao Nagaoka, Isamu Yamauchi
    • Journal Title

      International Journal of Industrial Organization

      Volume: 82 Pages: 102839-102839

    • DOI

      10.1016/j.ijindorg.2022.102839

    • Related Report
      2022 Annual Research Report
    • Peer Reviewed / Open Access
  • [Journal Article] COVID-19が研究開発・特許化活動に与えた影響:需要ショック、出願のタイミング、特許化のオプションバリュー2022

    • Author(s)
      山内勇・長岡貞男・宮崎大輔
    • Journal Title

      RIETI Policy Discussion Paper Series

      Volume: 22-P-013 Pages: 1-14

    • Related Report
      2022 Annual Research Report
    • Open Access
  • [Journal Article] Information Advantage or Bias Related to Social Ties: Evidence from a peer review system for national research grants2022

    • Author(s)
      Onishi, Koichiro and Hideo Owan
    • Journal Title

      RIETI Discussion Paper

      Volume: 22-E-096 Pages: 1-48

    • Related Report
      2022 Annual Research Report
    • Open Access
  • [Journal Article] 日本の産業におけるイノベーションの専有可能性と技術機会の変容;1994-20202022

    • Author(s)
      永田晃也・後藤晃・大西宏一郎
    • Journal Title

      NISTEP Discussion Paper

      Volume: 210 Pages: 1-36

    • Related Report
      2022 Annual Research Report
    • Open Access
  • [Journal Article] 日本の研究開発のスピルオーバー効果:長期データによる検証(1983-2019)2022

    • Author(s)
      枝村一磨・長岡貞男・大西宏一郎
    • Journal Title

      RIETI Discussion Paper

      Volume: No.22-J-024 Pages: 1-45

    • Related Report
      2022 Annual Research Report
    • Open Access
  • [Journal Article] 特許の料金に関する分析2022

    • Author(s)
      蟹雅代・西村陽一郎
    • Journal Title

      令和3年度 我が国の知的財産制度が経済に果たす役割に関する調査報告書

      Volume: - Pages: 60-126

    • Related Report
      2021 Annual Research Report
  • [Journal Article] 知的財産をめぐる今後の取締役会のあり方2022

    • Author(s)
      西村陽一郎
    • Journal Title

      ビジネス法務

      Volume: 22(5) Pages: 78-81

    • Related Report
      2021 Annual Research Report
  • [Journal Article] 書誌情報データ分析から見る経営学研究の潮流2022

    • Author(s)
      西村陽一郎
    • Journal Title

      商経論叢

      Volume: 57(3) Pages: 121-140

    • Related Report
      2021 Annual Research Report
  • [Journal Article] The Impact of Generous Financial Support on Firm Entry and Exit in the Restaurant Industry during the COVID-19 Pandemic2022

    • Author(s)
      Oikawa, Masato and Koichiro Onishi
    • Journal Title

      SSRN Discussion Paper

      Volume: - Pages: 1-46

    • DOI

      10.2139/ssrn.4019417

    • Related Report
      2021 Annual Research Report
    • Open Access
  • [Journal Article] Does patenting always help new firm survival? Understanding heterogeneity among exit routes2021

    • Author(s)
      Masatoshi Kato, Koichiro Onishi, Yuji Honjo
    • Journal Title

      Small Business Economics

      Volume: - Issue: 2 Pages: 1-27

    • DOI

      10.1007/s11187-021-00481-w

    • Related Report
      2022 Annual Research Report 2021 Annual Research Report
    • Peer Reviewed / Open Access
  • [Journal Article] Patent Fee and Patent Quality: Evidence from Patent Fee Reduction Program in Japan2021

    • Author(s)
      Onishi, Koichiro
    • Journal Title

      IIPR Discussion Paper

      Volume: - Pages: 1-25

    • Related Report
      2021 Annual Research Report
  • [Journal Article] Consumption Responses to COVID-19 Payments: Evidence from a Natural Experiment and Bank Account Data2021

    • Author(s)
      Kubota So、Onishi Koichiro、Toyama Yuta
    • Journal Title

      Journal of Economic Behavior & Organization

      Volume: 未定 Pages: 1-17

    • DOI

      10.1016/j.jebo.2021.05.006

    • Related Report
      2021 Annual Research Report
    • Peer Reviewed / Open Access
  • [Journal Article] How Do Inventors Respond to Financial Incentives? Evidence from Unanticipated Court Decisions on Employees2021

    • Author(s)
      Koichiro Onishi, Hideo Owan, and Sadao Nagaoka
    • Journal Title

      The Journal of Law and Economics

      Volume: 64 Issue: 2 Pages: 301-339

    • DOI

      10.1086/712657

    • Related Report
      2021 Annual Research Report
    • Peer Reviewed / Open Access
  • [Journal Article] 開放特許の成約件数はなぜ少ないのか─特許開放の誘因と成果に関する分析結果より2021

    • Author(s)
      米山茂美・山内勇
    • Journal Title

      知財管理

      Volume: 71 Pages: 749-764

    • NAID

      40022589913

    • Related Report
      2021 Annual Research Report
    • Open Access
  • [Journal Article] Shareholder Perks and Firm Value2021

    • Author(s)
      Karpoff Jonathan M、Schonlau Robert、Suzuki Katsushi
    • Journal Title

      The Review of Financial Studies

      Volume: 34 Issue: 12 Pages: 5676-5722

    • DOI

      10.1093/rfs/hhaa141

    • Related Report
      2021 Annual Research Report
    • Peer Reviewed / Int'l Joint Research
  • [Journal Article] IPO企業の公開価格形成に関わる提言(上)2021

    • Author(s)
      鈴木健嗣
    • Journal Title

      証券レビュー

      Volume: 61(9) Pages: 49-68

    • NAID

      40022714358

    • Related Report
      2021 Annual Research Report
    • Open Access
  • [Journal Article] IPO企業の公開価格形成に関わる提言(下)2021

    • Author(s)
      鈴木健嗣
    • Journal Title

      証券レビュー

      Volume: 61(10) Pages: 41-56

    • NAID

      40022734061

    • Related Report
      2021 Annual Research Report
    • Open Access
  • [Journal Article] 特許開放の実態と決定要因及びその効果に関する実証研究2020

    • Author(s)
      山内勇・米山茂美
    • Journal Title

      日本知財学会誌

      Volume: 17 Pages: 4-22

    • Related Report
      2020 Annual Research Report
  • [Journal Article] Graduate education and long‐term inventive performance: Evidence from undergraduates' choices during recessions2020

    • Author(s)
      Koichiro Onishi and Sadao Nagaoka
    • Journal Title

      Journal of Economics & Management Strategy

      Volume: forthcoming Issue: 3 Pages: 465-491

    • DOI

      10.1111/jems.12382

    • Related Report
      2020 Annual Research Report
    • Peer Reviewed / Open Access
  • [Journal Article] Consumption Responses to COVID-19 Payments: Evidence from a Natural Experiment and Bank Account Data2020

    • Author(s)
      Kubota, So, Koichiro Onishi, and Yuta Toyama
    • Journal Title

      Covid Economics Vetted and Real-Time Papers

      Volume: 62 Pages: 90-123

    • Related Report
      2020 Annual Research Report
    • Peer Reviewed
  • [Journal Article] Does patenting always help new firm survival? Understanding heterogeneity among exit routes2020

    • Author(s)
      Kato, Msatoshi., Koichiro Onishi, and Yuji Honjyo
    • Journal Title

      Small Business Economics

      Volume: -

    • Related Report
      2020 Annual Research Report
    • Peer Reviewed
  • [Journal Article] How Do Inventors Respond to Financial Incentives? Evidence from Unanticipated Court Decisions on Employee Inventions in Japan2020

    • Author(s)
      Onishi, Koichiro., Hideo. Owan, and Sadao Nagaoka
    • Journal Title

      Journal of Law and Economics

      Volume: -

    • Related Report
      2020 Annual Research Report
    • Peer Reviewed
  • [Journal Article] Heterogeneous Impacts of National Research Grants on Academic Productivity2020

    • Author(s)
      Onishi, Koichiro and Hideo Owan
    • Journal Title

      RIETI Discussion Paper

      Volume: 20-E-052

    • Related Report
      2020 Annual Research Report
  • [Journal Article] Labour unions and leverage: evidence from firm-level union data2020

    • Author(s)
      Suzuki Katsushi、Zushi Nakako
    • Journal Title

      Applied Economics

      Volume: 52 Issue: 27 Pages: 2882-2894

    • DOI

      10.1080/00036846.2019.1683150

    • Related Report
      2020 Annual Research Report
    • Peer Reviewed
  • [Presentation] Chief Intellectual Property Officers: An Exploratory Analysis of Their Presence and Effects2023

    • Author(s)
      蟹雅代
    • Organizer
      2023 INFORMS Annual Meeting
    • Related Report
      2023 Annual Research Report
    • Int'l Joint Research
  • [Presentation] 企業の知的財産活動に関する権限委譲に関する実証分析2023

    • Author(s)
      西村陽一郎
    • Organizer
      日本知財学会
    • Related Report
      2023 Annual Research Report
  • [Presentation] 企業の知的財産活動に関する権限委譲に関する実証分析2023

    • Author(s)
      西村陽一郎
    • Organizer
      研究・イノベーション学会
    • Related Report
      2023 Annual Research Report
  • [Presentation] Adoption of CEO Term Limit and Firm Value2023

    • Author(s)
      Shohei Ishida; Katsushi Suzuki; Yoichiro Nishimura
    • Organizer
      Strategic Management Society
    • Related Report
      2023 Annual Research Report
    • Int'l Joint Research
  • [Presentation] Population Pyramids in Organizations: Employee Age Structure and Strategic Change2023

    • Author(s)
      渡辺周・西村陽一郎・加藤政仁・鈴木健嗣
    • Organizer
      AMJ Paper & Idea Development Workshop
    • Related Report
      2022 Annual Research Report
    • Int'l Joint Research
  • [Presentation] Adoption of CEO Term Limit and Firm Value2023

    • Author(s)
      石田惣平・鈴木健嗣・西村陽一郎
    • Organizer
      SMS 43rd Annual Conference
    • Related Report
      2022 Annual Research Report
    • Int'l Joint Research
  • [Presentation] The Effects of Term Limited CEOs on Corporate Governance, Risk-Taking and Firm Value2022

    • Author(s)
      鈴木健嗣・石田惣平・西村陽一郎
    • Organizer
      日本経営財務研究学会
    • Related Report
      2022 Annual Research Report
  • [Presentation] Engagement partners’ co-working experience and audit quality:?Groupthink, smooth communication or both?2022

    • Author(s)
      Hyonok Kim
    • Organizer
      Korean Accounting Association
    • Related Report
      2022 Annual Research Report
    • Int'l Joint Research
  • [Presentation] Newly Appointed CEOs and Strategic Change: The Impact of Social Ties2021

    • Author(s)
      Suzuki, Katsushi, Nishimura, Yoichiro, and Margarethe F. Wiersema
    • Organizer
      81th Annual Meeting of the Academy of Management 2021
    • Related Report
      2021 Annual Research Report
    • Int'l Joint Research
  • [Presentation] Chief Intellectual Property Officers: An Exploratory Analysis of Their Emergence and Effects2021

    • Author(s)
      Nishimura, Yoichiro and Masayo Kani
    • Organizer
      INFORMS Annual Meeting 2021
    • Related Report
      2021 Annual Research Report
    • Int'l Joint Research
  • [Presentation] Heterogeneous Impacts of National Research Grants on Academic Productivity2020

    • Author(s)
      大西宏一郎
    • Organizer
      日本経済学会
    • Related Report
      2020 Annual Research Report
  • [Book] 「ベンチャー企業の役割とその変化」鈴木潤・安田聡子・後藤晃編『変貌する日本のイノベーション・システム』第4章2021

    • Author(s)
      山内勇
    • Publisher
      有斐閣
    • Related Report
      2020 Annual Research Report
  • [Book] 日本のコーポレートファイナンス2020

    • Author(s)
      公益財団法人日本証券経済研究所、花枝 英樹、芹田 敏夫、胥 鵬、佐々木 隆文、鈴木 健嗣、佐々木 寿記
    • Total Pages
      356
    • Publisher
      白桃書房
    • ISBN
      456196309X
    • Related Report
      2020 Annual Research Report

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Published: 2020-04-28   Modified: 2026-01-16  

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