| Project/Area Number |
25780069
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| Research Category |
Grant-in-Aid for Young Scientists (B)
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| Allocation Type | Multi-year Fund |
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| Research Field |
Civil law
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| Research Institution | Osaka University |
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Principal Investigator |
Matsuo Kenichi 大阪大学, 法学(政治学)研究科(研究院), 准教授 (80388040)
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| Project Period (FY) |
2013-04-01 – 2016-03-31
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| Project Status |
Completed (Fiscal Year 2015)
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| Budget Amount *help |
¥1,560,000 (Direct Cost: ¥1,200,000、Indirect Cost: ¥360,000)
Fiscal Year 2015: ¥260,000 (Direct Cost: ¥200,000、Indirect Cost: ¥60,000)
Fiscal Year 2014: ¥650,000 (Direct Cost: ¥500,000、Indirect Cost: ¥150,000)
Fiscal Year 2013: ¥650,000 (Direct Cost: ¥500,000、Indirect Cost: ¥150,000)
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| Keywords | 証券規制 / 不公正取引規制 / 開示規制 / 金融商品取引法 / EU指令 / EU証券規制 / フェア・ディスクロージャー / FCA / エンフォースメント / インサイダー取引 / 課徴金 / イギリス証券規制 / ドイツ証券規制 / フランス証券規制 / ＦＣＡ / Ｂａｆｉｎ / ＡＭＦ / 高頻度取引 / HFT |
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| Outline of Final Research Achievements |
This three-year study investigated the developments of securities regulation in EU, particularly focused on the legislative process of the Market Abuse Directive, Market Abuse Regulation, MiFID and MiFID II. This study also researched the enforcement process of securities regulation in the EU member countries, especially in the UK, Germany and France. In these three countries, the regulatory authorities (i.e. FCA, BaFin and AMF) adopted a similar but slightly different enforcement processes.
The results of this study will be useful materials in the future reform of Japanese securities regulation.
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