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2019 Fiscal Year Research-status Report

Novel Quantum States in Topological Kondo insulators

Research Project

Project/Area Number 18K03511
Research InstitutionKyoto University

Principal Investigator

Peters Robert  京都大学, 理学研究科, 講師 (80734293)

Project Period (FY) 2018-04-01 – 2023-03-31
Keywordstopological insulator / Kondo insulator / quantum oscillation
Outline of Annual Research Achievements

We have continued our research project on the interplay between strong correlations and topology in topological Kondo insulators.
In the last year, we have mainly focused on understanding quantum oscillations in these systems. Quantum oscillations usually occur in metals that exhibit a Fermi surface. Electrons around the Fermi surface form Landau levels. Furthermore, whenever a Landau level crosses the Fermi energy, a characteristic oscillation can be observed in most physical quantities. However, this conventional theory cannot explain experimentally observed quantum oscillations in Kondo insulators SmB6 and YbB12, which do not have a Fermi surface and thus no electrons at the Fermi energy which could form Landau levels crossing the Fermi energy.
While there have been several unconventional theories trying to explain these quantum oscillations by using neutral Fermions, we took the effort to analyze correlation effects in a three dimensional topological Kondo insulator by using dynamical mean-field theory. It became clear that in strong magnetic fields, the gap in the topological insulator closes, and the insulator becomes a metal. However, we have demonstrated that even before the gap closes, correlated Landau levels periodically approach the Fermi energy. These correlated Landau levels cause oscillations in observable quantities, although the material is still insulating. We believe that this scenario can be relevant for understanding the experiments on topological Kondo insulators SmB6 and YbB12.

Current Status of Research Progress
Current Status of Research Progress

2: Research has progressed on the whole more than it was originally planned.

Reason

The dynamical mean-field calculations about quantum oscillations in topological Kondo insulators have progressed as expected, and the results have been published. We have shown that quantum oscillations can arise from the insulating bulk of a strongly interacting topological
Kondo insulator. However, during these calculations, it became clear that the metallic surface states will also contribute to the experimentally observed quantum oscillations. We are thus preparing these calculations.
Furthermore, in the last year, it became clear that exceptional points can be observed in equilibrium states of strongly correlated materials. These exceptional points, which are usually connected to non-hermitian systems out-of-equilibrium, emerge particularly easy in systems exhibiting Dirac cones. Because topological materials exhibit Dirac cones at the surface and are strongly correlated, we decided to start calculations about exceptional points in topological Kondo insulators.

Strategy for Future Research Activity

This year, we will analyze the impact of magnetic fields on the surface states of the topological Kondo insulator. While we have demonstrated that it is possible to observe quantum oscillations arising from the bulk in strong magnetic fields, it is clear that the metallic surface states should also contribute to the experiments. It is thus essential to clarify the influence of the surface states on the experiments and to analyze the interplay between strong correlations and magnetic fields at the surface of a topological Kondo insulator.
As a second project, we will analyze the emergence of exceptional points in the band structure of topological Kondo insulators. Exceptional points are points in the Brillouin zone at which the non-hermitian matrix, which describes the single-particle Green's function, cannot be diagonalized. The non-hermiticity arises here due to the self-energy in the strongly correlated system. Exceptional points in the band structure are connected via Fermi arcs, increasing the spectral weight at the energy at which they occur.

Causes of Carryover

Due to urgent tasks, I could not attend international conferences as originally planned.

  • Research Products

    (8 results)

All 2020 2019

All Journal Article (4 results) (of which Int'l Joint Research: 1 results,  Peer Reviewed: 4 results) Presentation (4 results) (of which Int'l Joint Research: 3 results,  Invited: 1 results)

  • [Journal Article] Relationship between exceptional points and the Kondo effect in f-electron materials2020

    • Author(s)
      Michishita Yoshihiro、Yoshida Tsuneya、Peters Robert
    • Journal Title

      Physical Review B

      Volume: 101 Pages: 085122-1 9

    • DOI

      10.1103/PhysRevB.101.085122

    • Peer Reviewed
  • [Journal Article] Hubbard model on the honeycomb lattice: From static and dynamical mean-field theories to lattice quantum Monte Carlo simulations2020

    • Author(s)
      Raczkowski Marcin、Peters Robert、Ph?ng Th? Thu、Takemori Nayuta、Assaad Fakher F.、Honecker Andreas、Vahedi Javad
    • Journal Title

      Physical Review B

      Volume: 101 Pages: 125103-1 12

    • DOI

      10.1103/PhysRevB.101.125103

    • Peer Reviewed / Int'l Joint Research
  • [Journal Article] Quantum oscillations in strongly correlated topological Kondo insulators2019

    • Author(s)
      Peters Robert、Yoshida Tsuneya、Kawakami Norio
    • Journal Title

      Physical Review B

      Volume: 100 Pages: 085124-1 11

    • DOI

      10.1103/PhysRevB.100.085124

    • Peer Reviewed
  • [Journal Article] Impact of the Rashba spin-orbit coupling on f-electron materials2019

    • Author(s)
      Michishita Yoshihiro、Peters Robert
    • Journal Title

      Physical Review B

      Volume: 99 Pages: 155141-1 11

    • DOI

      10.1103/PhysRevB.99.155141

    • Peer Reviewed
  • [Presentation] Numerical Renormalization Group in DMFT: Application to topological Kondo insulators2019

    • Author(s)
      Robert Peters
    • Organizer
      DMFT meeting in Shizuoka
    • Invited
  • [Presentation] Exceptional Points in the Spectrum of a Topological Kondo Insulator2019

    • Author(s)
      Robert Peters
    • Organizer
      SCES 2019
    • Int'l Joint Research
  • [Presentation] Quantum oscillations in topological Kondo insulators2019

    • Author(s)
      Robert Peters
    • Organizer
      correlation days (Dresden Germany)
    • Int'l Joint Research
  • [Presentation] Quantum oscillations in topological Kondo insulators2019

    • Author(s)
      Robert Peters
    • Organizer
      Gordon conference on topology and correlations
    • Int'l Joint Research

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Published: 2021-01-27  

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