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2012 Fiscal Year Final Research Report

A Fundamental Study of Japanese Securities Market Regulations in the Prewar Period(1868-1945)

Research Project

  • PDF
Project/Area Number 21730077
Research Category

Grant-in-Aid for Young Scientists (B)

Allocation TypeSingle-year Grants
Research Field Civil law
Research InstitutionShizuoka University

Principal Investigator

NISHIKAWA Yoshiaki  静岡大学, 人文社会科学部, 准教授 (00366923)

Project Period (FY) 2009 – 2012
Keywords資本市場 / 証券取引法 / 金融商品取引法 / 金融法 / 株式会社法 / 戦前会社法 / 取引所法
Research Abstract

This study project has included four main themes. Firstly, I studied about market function in in the prewar period(1868-1945). Secondly, I studied about the articles that had prohibited the spreading of rumor, use fraudulent means, and insider trading in the period. Thirdly, I studied about securities firms regulations in the period. Fourthly, I studied about stock company-type financial instruments exchange and “Integrate Exchange” in the period.

  • Research Products

    (3 results)

All 2011 2010 2009

All Journal Article (3 results)

  • [Journal Article] 取締役の対第三者責任における『第三者』の意義-戦前会社法からの示唆-2011

    • Author(s)
      西川義晃
    • Journal Title

      比較企業法の現在-その理論と課題(石山卓磨先生・上村達男先生還暦記念論文集)

      Pages: 95-114

  • [Journal Article] 従業員によるインサイダー取引と取締役のリスク管理体制構築義務(日経株主代表訴訟)2010

    • Author(s)
      西川義晃
    • Volume
      7号
    • Pages
      135-138
  • [Journal Article] インターネット関連企業の経営者が、共犯者と共謀の上、(1)株式交換に関し虚偽の事実を公表し、(2)内容虚偽の有価証券報告書を提出したとして、証券取引法違反の罪に問われた事案の控訴審において、控訴理由はいずれも失当または理由がないなどとして、被告人の控訴を棄却した事例(ライブドア事件控訴審判決)2009

    • Author(s)
      西川義晃
    • Journal Title

      速報判例解説

      Volume: 5号 Pages: 115-118

URL: 

Published: 2014-08-29  

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