Fundamental Theories of Book-Entry Systems in Securities Accounts

Research Project

Project/Area Number	24530082
Research Category	Grant-in-Aid for Scientific Research (C)
Allocation Type	Multi-year Fund
Section	一般
Research Field	Civil law
Research Institution	Yamagata University
Principal Investigator	KOENS Kumiko 山形大学, 人文学部, 教授 (00375312)
Project Period (FY)	2012-04-01 – 2015-03-31
Project Status	Completed (Fiscal Year 2014)
Budget Amount *help	¥1,690,000 (Direct Cost: ¥1,300,000、Indirect Cost: ¥390,000) Fiscal Year 2014: ¥520,000 (Direct Cost: ¥400,000、Indirect Cost: ¥120,000) Fiscal Year 2013: ¥650,000 (Direct Cost: ¥500,000、Indirect Cost: ¥150,000) Fiscal Year 2012: ¥520,000 (Direct Cost: ¥400,000、Indirect Cost: ¥120,000)
Keywords	証券 / 振替制度 / 証券決済 / 振替証券 / 証券担保 / 支配契約 / 口座振替 / 信託 / ユニドロア条約
Outline of Final Research Achievements	The concept of possession is useful to explain the rights of account holders in book-entry system of securities in Japan. However, this analysis will show that it does not explain well the rights of intermediaries. Instead, it is suggested that the fundamental theories and rules of book-entry systems should be based on and focused on the role and function of intermediaries.

Report

(4 results)