Study on verification of rationality of Article 24 (1) (3) of the Financial Instruments and Exchange Act

2016 Fiscal Year Final Research Report

• Project/Area Number: 26380115
• Research Category: Grant-in-Aid for Scientific Research (C)
• Allocation Type: Multi-year Fund
• Section: 一般
• Research Field: Civil law
• Research Institution: Keio University (2015-2016); Osaka University (2014)
• Principal Investigator: KUBOTA Yasuhiko 慶應義塾大学, 法務研究科(三田), 教授 (30298096)
• Project Period (FY): 2014-04-01 – 2017-03-31
• Keywords: 継続開示 / 発行開示 / 全部取得条項付種類株式

Outline of Final Research Achievements

The section 24(1)(ⅲ) of the Financial Instruments and Exchange Act provides that a company which has issued publicly offered securities shall submit Annual Securities Report for each business year, modeled on the section 15(d) of the Securities Exchange Act of 1934. In this study, we verified rationality of section 24(1)(ⅲ), considering differences in relevant circumstances between Japan and the United States, and offered the idea for new legislation.

Free Research Field

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