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The Regulation of Insider Trading

Research Project

Project/Area Number 21730098
Research Category

Grant-in-Aid for Young Scientists (B)

Allocation TypeSingle-year Grants
Research Field Civil law
Research InstitutionKansai University

Principal Investigator

UEDA Shinji  関西大学, 法務研究科, 准教授 (00359770)

Project Period (FY) 2009 – 2011
Project Status Completed (Fiscal Year 2011)
Budget Amount *help
¥3,770,000 (Direct Cost: ¥2,900,000、Indirect Cost: ¥870,000)
Fiscal Year 2011: ¥650,000 (Direct Cost: ¥500,000、Indirect Cost: ¥150,000)
Fiscal Year 2010: ¥1,300,000 (Direct Cost: ¥1,000,000、Indirect Cost: ¥300,000)
Fiscal Year 2009: ¥1,820,000 (Direct Cost: ¥1,400,000、Indirect Cost: ¥420,000)
Keywords証券法 / インサイダー取引 / 金融商品取引法
Research Abstract

This study deals with the regulation of insider trading, and consists of(1) trying to define insider trading and(2) illuminating the structure of the regulation of insider trading. In the former, it is useful to analyze the argument of the Senate, and I examine the difficulty of defining and how to approach the defining of insider trading. In the latter, I consider the correlation between the article 166 and 167 of Financial Instruments and Exchange Act(Act No.25 of 1948) and other articles.

Report

(4 results)
  • 2011 Annual Research Report   Final Research Report ( PDF )
  • 2010 Annual Research Report
  • 2009 Annual Research Report
  • Research Products

    (4 results)

All 2011 2010 2009

All Journal Article (1 results) (of which Peer Reviewed: 1 results) Presentation (3 results)

  • [Journal Article] 証券取引法17条(平成16年法律第97号による改正前のもの)にいう「有価証券を取得させた者」は発行者等に限られないとされた事例2011

    • Author(s)
      上田真二
    • Journal Title

      商事法務

      Volume: 1951号 Pages: 49-53

    • Related Report
      2011 Annual Research Report 2011 Final Research Report
    • Peer Reviewed
  • [Presentation] 証券取引法17条(平成16年法律第97号による改正前のもの)にいう「有価証券を取得させた者」は発行者等に限られないとされた事例2011

    • Author(s)
      上田真二
    • Organizer
      京都大学商法研究会
    • Place of Presentation
      京都大学
    • Year and Date
      2011-04-16
    • Related Report
      2011 Annual Research Report 2011 Final Research Report
  • [Presentation] 従業員によるインサイダー取引と取締役の会社に対する損害賠償責任2010

    • Author(s)
      上田真二
    • Organizer
      関西商事法研究会
    • Place of Presentation
      大阪弁護士会館
    • Year and Date
      2010-04-24
    • Related Report
      2011 Final Research Report 2010 Annual Research Report
  • [Presentation] インサイダー取引と会社の情報管理2009

    • Author(s)
      上田真二
    • Organizer
      関西商事法研究会
    • Place of Presentation
      トーコーシティホテル梅田
    • Year and Date
      2009-07-25
    • Related Report
      2011 Final Research Report 2009 Annual Research Report

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Published: 2009-04-01   Modified: 2016-04-21  

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